We provide bite-sized Q&As with citation from authorities
Must a CMS licence holder/RFMC get professional indemnity insurance ("PII") when it is exempt from holding a financial adviser's licence?
Which activities require a CMS licence to operate?
How to apply for a Payment Service licence as a DPT service?
Must a representative be an employee of the capital markets services licence holder?
Is a representative of an RFMC or A/I LFMC required to attend continuous professional development ("CPD")?
How can a registered fund management company ("RFMC") convert its registration to a capital markets services ("CMS") licence for fund management?
What are the requirements for the registration of a registered fund management company ("RFMC")?
New Requirements and Expectations on the Management of Conflicts of Interest for Digital Payment Token Service Providers
Repeal of the Regulatory Regime for Registered Fund Management Companies: The Confirmed Plans
Requirements for the Compliance Function of Fund Management Companies
Simple Principles of Risk Management for Small/Medium Financial Institutions
Mandatory Reference Checks for Staff of Financial Institutions
Update of the Guidelines on Licensing, Registration and Conduct of Business for Fund Management Companies
MAS Consultation Paper on Repeal of the Regulatory Regime for Registered Fund Management Companies
Response to Public Consultation on Proposed Regulatory Measures for Digital Payment Token Services
MAS Information Paper: Strengthening AML/CFT Controls and Practices to Detect and Mitigate Risks of Misuse of Legal Persons/Arrangements and Complex Structures
MAS Circular on Ensuring Effective Detection of Sanctions-Related Risks
Response to Public Consultation on Proposed Regulatory Measures for Digital Payment Token Services July 2023
Navigating the Capital Markets Services (CMS) Licence and the Financial Adviser’s Licence
The Application of Payment Services Activities
2020 Singapore Terrorism Financing National Risk Assessment
Guidelines on Individual Accountability and Conduct
Licencing of Financial Institutions in Singapore
Understanding the licensing of digital payment tokens under the Payment Service Act regime
How to Access RegTech as a Small Financial Institution
Crowdfunding during Covid 19
Understanding the Inconveniences and Risks of Blockchain Technology
Licences of Interest to External Asset Managers
Case Study: Targeting Prospects for Fund Raising with the Help of Digital Analytics
How Internal Audit Value Adds and Reduces Compliance Costs
Starting an EAM in Singapore
Building Relationships and AUM through Digital Marketing
Internal control environment after COVID-19
The Validity of Digital Signatures
Making Internal Audits Remote – The Way Forward
Why Consolidation is Such a Big Deal for IAMs