Get your financial regulations questions answered
We provide bite-sized Q&As with citation from authorities
Must a CMS licence holder/RFMC get professional indemnity insurance ("PII") when it is exempt from holding a financial adviser's licence?
Must a representative be an employee of the capital markets services licence holder?
MAS Information Paper: Strengthening AML/CFT Controls and Practices to Detect and Mitigate Risks of Misuse of Legal Persons/Arrangements and Complex Structures
Response to Public Consultation on Proposed Regulatory Measures for Digital Payment Token Services
Navigating the Capital Markets Services (CMS) Licence and the Financial Adviser’s Licence
Understanding the licensing of digital payment tokens under the Payment Service Act regime
Case Study: Targeting Prospects for Fund Raising with the Help of Digital Analytics